Series 7 Study Guide Companion Book for Lessons 1-10

This is the written companion to the Series 7 Audio Lessons it is an easy to read edited transcription of the audio lessons with some added material.

TABLE OF CONTENTS

Lesson 1: Introduction to the Series 7 Exam……………………………4

Lesson 2: Common Stocks………………………………………………..7

Lesson 3: Preferred Stocks……………………………………………….21

Lesson 4 Special Securities (Warrants, Rights, ADRs)………..……....30

Lesson 5: Fixed Income…………………………………..……………….35

Lesson 6: Fixed Income, Pt. 2…………………………………………….44

Lesson 7: Fixed Income, Pt. 3…………………………………………….55

Lesson 8: Money Market…………………………………………………..67

Lesson 9: Municipal Debt………………………………………………….75

Lesson 10: Options, Pt. H (Puts and Calls)……………………………...89